| Document | Requirement | Notes |
|---|---|---|
Prior Written Notice (PWN) / Notice of Proposal to Evaluate (NOPE) Must describe: action proposed, reasons, options considered, information used |
Always Required | Must be sent before evaluation begins. Written in parent's native language or mode of communication. |
Procedural Safeguards Notice Summary of parental rights under IDEA |
Always Required | Must be provided at first referral for evaluation. TEA publishes the official English and Spanish versions. |
Written Consent for Initial Evaluation Parent signature authorizing the FIE |
Always Required | Cannot begin evaluation without this. Consent is specific to evaluation only — does not authorize placement. ~15 school days is best practice for awaiting parent response before district pursues override — no specific number is defined in statute or rule. |
Parent Input / FIE Input Form |
Situationally Required | Required by TEA best practice; some districts require it by policy. Gather before or during evaluation. |
Spanish Translation of PWN / Consent |
Situationally Required | Required if parent's primary language is not English. Must be in parent's native language or mode of communication. |
Consent for evaluation does not equal consent for placement. A separate consent process is required before initial special education placement. If a parent refuses consent for evaluation, the district may (but is not required to) pursue override through mediation or a due process hearing — but cannot use IDEA's "override" provision for initial evaluations if the parent refuses in writing.
| Document | Requirement | Notes |
|---|---|---|
Prior Written Notice (PWN) |
Always Required | Required any time the district proposes to conduct a re-evaluation. |
Procedural Safeguards Notice |
Situationally Required | Must be provided at least once per year during re-evaluation. Not required at every re-eval if already provided that school year. |
Written Consent for Re-evaluation |
Situationally Required | Required unless the district has made reasonable efforts to obtain consent and the parent has not responded. Document all outreach attempts. If parent refuses, district may NOT conduct re-eval. |
Review of Existing Evaluation Data (REED) |
Always Required | ARD committee must review existing data before determining if new assessments are needed. Can result in "no additional data needed" finding. |
Notice of No Additional Data Needed |
Situationally Required | If the REED determines no new testing is needed, parent must be notified and given the right to request additional assessment. |
If a parent fails to respond after "reasonable efforts" (documented calls, letters, emails), the district may proceed without consent for re-evaluation only — this exception does NOT apply to initial evaluations. Document everything: dates, methods, contact attempts.
| Document | Requirement | Notes |
|---|---|---|
Written IEE Request (from parent) |
Always Required | Parent must request in writing. Triggers district's obligation to respond within a reasonable time. |
District Response: Approve IEE at Public Expense |
Situationally Required | District must either fund the IEE at public expense OR file for due process to defend its evaluation — without "unnecessary delay." Cannot simply ignore or indefinitely postpone. |
District Response: File for Due Process |
Situationally Required | If district believes its evaluation was appropriate, it may file for due process to show this. Hearing officer determines if IEE at public expense is warranted. |
IEE Criteria / Evaluator List |
Always Required | District must provide parent with information about where an IEE may be obtained and the criteria applicable to IEEs (must match district's own criteria for selecting evaluators). |
Consideration of IEE Results at ARD |
Always Required | The ARD committee must consider the IEE results. They are not required to adopt the IEE's recommendations but must document consideration. |
The district must respond to an IEE request "without unnecessary delay." This is not defined in statute, but TEA and hearing officers generally treat delays beyond 10–15 school days as problematic. Do not sit on IEE requests.
| Document | Requirement | Notes |
|---|---|---|
Parent Right to Inspect Records |
Always Required | Parents have the right to inspect and review all education records. District must respond within 45 days (FERPA) but TEA best practice is promptly and no later than 45 days. |
Written Consent for Records Release to Outside Party |
Always Required | Required before releasing records to anyone outside the district (e.g., private evaluator, pediatrician, outside therapist). FERPA governs this. |
Records Release Within District / LEA |
Best Practice | FERPA allows sharing within the LEA with school officials who have a legitimate educational interest — no parental consent needed, but document the purpose. |
Notice of Safeguards for Records |
Situationally Required | District must inform parents of the types of records kept, who has access, and how to request amendment. Usually covered in the Procedural Safeguards Notice. |
Records Destruction Notice |
Always Required | Before destroying special education records, district must notify parent and inform them that copies may be needed for Social Security or other adult benefit purposes. |
Districts may charge a reasonable fee for copies unless the fee prevents the parent from exercising their right to inspect records. Never charge for the right to review — only for physical copies. When a student turns 18, rights transfer to the student (age of majority under IDEA), but districts often continue including parents unless otherwise directed.
| Trigger Event | Requirement | Notes |
|---|---|---|
Initial Referral for Evaluation |
Always Required | Must be provided at the time of the initial referral or parental request for evaluation. |
At Least Once Per School Year |
Always Required | Must be provided at least annually to parents of students with IEPs. Annual ARD meeting is the typical delivery point. |
Upon Filing a Due Process Complaint |
Always Required | District must provide safeguards to the parent when a due process complaint is filed by either party. |
Upon Disciplinary Action (Change of Placement) |
Always Required | When a disciplinary decision constitutes a change of placement (more than 10 consecutive days, or pattern of removals), safeguards must be provided. |
Parent Request |
Always Required | Must be provided upon parent request at any time. |
Electronic Delivery |
Situationally Required | Allowed if parent agrees to electronic delivery. District must still provide a paper copy upon request. |
TEA publishes the official Procedural Safeguards Notice in English and Spanish. Districts must use the TEA version or one that contains all the same required content. The document must be written in an understandable manner and provided in the parent's native language unless clearly not feasible.
| Document | Requirement | Notes |
|---|---|---|
Written Consent for Initial Placement |
Always Required | Separate from evaluation consent. Parent must consent to the IEP and placement before services begin. Cannot be waived. |
Prior Written Notice (PWN) of Placement |
Always Required | Must describe the proposed placement, LRE determination, and alternatives considered. |
Procedural Safeguards Notice |
Situationally Required | If not already provided that school year, must be provided at initial placement ARD. |
IEP Copy for Parents |
Always Required | Parents must receive a copy of the IEP at no cost. May be electronic if parent agrees. |
If a parent refuses initial placement consent, the district may not use IDEA's dispute resolution procedures to override. The student simply does not receive services. This is different from re-evaluation, where override is permitted with documented reasonable efforts.
| Document | Requirement | Notes |
|---|---|---|
Prior Written Notice (PWN) of Dismissal |
Always Required | Must describe the proposed dismissal action, the data supporting it, options considered, and parent rights. |
Evaluation / Re-evaluation Data Supporting Dismissal |
Always Required | Dismissal must be based on current evaluation data, not just teacher observations. A REED or full re-evaluation is typically required. |
Procedural Safeguards Notice |
Always Required | Must be provided at dismissal ARD if not already provided that school year. Parent needs to know appeal rights. |
Summary of Performance (SOP) |
Situationally Required | Required when a student exits due to graduation with a regular diploma or aging out at 22. Not technically required for dismissal due to no longer meeting criteria, but best practice to provide. |
Parental Consent for Dismissal |
Best Practice | IDEA does not require parental consent for dismissal (only for initial placement). However, documenting parent agreement or disagreement at the ARD is critical, and some districts require it by policy. |
Dismissal due to parent request (sometimes called "opt out") is different from ARD-initiated dismissal. If a parent requests removal, the district should document the request, provide PWN and Procedural Safeguards, and note that the student may be re-referred in the future. The ARD committee should not dismiss solely based on parent request without appropriate data review.
| Document | Requirement | Notes |
|---|---|---|
Dyslexia Screening Notification |
Always Required | Districts must screen all students for dyslexia risk (typically K and 1st grade, and as needed thereafter). Parents must be notified of screening results. |
Notice of Dyslexia Identification / Services |
Always Required | If a student is identified with dyslexia (through 504 or SPED), parents must be notified in writing of the identification and of available services. |
Consent for Dyslexia Program Services (504 context) |
Situationally Required | If services are provided through 504, parent consent for the 504 plan is required. The specific consent format varies; follow district 504 coordinator guidance. |
Parent Notification — Dyslexia Handbook Rights |
Always Required | TEA requires districts to inform parents of their rights under the Dyslexia Handbook, including the right to request evaluation and to participate in program decisions. |
When dyslexia is identified through the special education FIE process, the eligibility is documented as SLD in Reading / Dyslexia. The diagnostician does not assign dyslexia services or programs — that is an ARD committee decision. The FIE should document whether the profile is consistent with dyslexia characteristics per the TEA Handbook domains (phonological awareness, phonological memory, RAN).